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Deep Excavation Support Solutions

Geotechnical Risk Conditions Commonly Found in Deep Excavations

Deep excavations alter lateral stresses in the ground and local patterns of groundwater flow. They also create construction-stage conditions that can change as each stage of excavation progresses. Some of these conditions and risks include:

  • Bottoming out of an unsupported excavation face.
  • Unacceptably large deflections of the retaining wall.
  • Settlement of ground surfaces behind the wall.
  • Movement of neighboring buildings or structures.
  • Damage to roads, railways, utilities, etc.
  • Temporary face instability.
  • Soft, loose, or filled ground conditions.
  • Soft clay or creep-sensitive clay.
  • Aquifers consisting of sand and gravel.
  • Excavations through combinations of soils and rock.
  • Inflow of groundwater into the excavation.
  • Seepage under retaining walls.
  • Internal erosion and piping.
  • Basal heave.
  • Hydraulic uplift.
  • Loss of ground around drill holes.
  • Heavy surcharge loads near the edge of the excavation.
  • Narrow widths between building or property lines.
  • Anchors that need to be placed outside the property line.
  • Conflicts with existing utilities or foundations.
  • Timing of anchor or strut installation.
  • Loss or gain of prestress or support loads.
  • Vibration from construction activities.
  • Removal of temporary support systems.
  • Rainfall or runoff entering the excavation.
  • Providing safe access and egress for workers.
  • Monitoring for unexpected movements.
  • Transitioning from temporary support to permanent structure.

Note that the critical condition may occur at an intermediate stage of construction, not necessarily at the maximum excavation depth.

 

Deep Excavation Support Is a System

A complete deep excavation support system may include several interacting elements.

System element Typical function
Retaining wall Retains ground and controls deformation
Ground anchors Provide external prestressed restraint
Internal struts Restrain the wall from inside the excavation
Soil nails Reinforce suitable in-situ ground during staged excavation
Rock bolts or dowels Reinforce joints and blocks in rock
Walers Distribute anchor or strut loads along the wall
Facing Retains material between reinforcement points
Wall embedment Provides passive resistance and base stability
Groundwater cutoff Limits seepage and ground loss
Dewatering Reduces water levels or pressure
Ground improvement Strengthens weak ground or reduces permeability
Underpinning Protects nearby foundations
Monitoring Measures wall, ground, water and support response

A steel bar, plate or mesh panel cannot independently provide complete excavation support.

 

Our Deep Excavation Support Approach

Wanfeng provides reinforcement and connection elements that could be included in professionally engineered anchored, nailed, braced or rock-supported excavations.

Soil nail bars with threads can be used to reinforce soil that is capable of being temporarily exposed in stages. Ground-anchor bars can be used to transfer wall loads through a predetermined bond zone outside of the potential failure mass. Rock bolts or dowels can be used to reinforce rock masses. Plates, nuts, couplers and centralizers are used to connect these bars and ensure they are positioned within the specified system.

Wanfeng components can be used with (when properly designed):

  • Soldier- pile and lagging walls
  • Sheet- pile walls
  • Secant- pile walls
  • Contiguous- pile walls
  • Diaphragm walls
  • Soil nail walls
  • Ground-anchored walls
  • Internal struts and walers
  • Top- down floor slabs
  • Shotcrete facing
  • Rock bolts or dowels for excavation support
  • Ground improvement systems
  • Cutoff walls
  • Dewatering systems
  • Underpinning systems
  • Instrumentation and monitoring systems

Intended Component Functions

When properly designed, the provided components can be used to:

  • Reinforce soil or rock where appropriate
  • Transfer tension support loads
  • Connect reinforcement elements to a facing or wall
  • Join individual steel bars together
  • Distribute forces through plates and connections
  • Maintain grout cover as well as bar positioning
  • Reinforce project specified shotcrete
  • Meet corrosion parameters
  • Allow for lot and batch traceability

Engineering Disclaimer

Final wall type, embedment, excavation sequencing, level of support, anchor/nail length, bond zone length, prestress, strut loadings, groundwater control and monitoring plans should be engineered or checked by professional civil/structural and geotechnical engineers.

Factors the engineering should consider include:

  • Internal/external stability
  • Overall stability
  • Wall structural capacity
  • Anchor or soil-nail pullout capacity
  • Support connection strength
  • Basal heave
  • Hydraulic uplift
  • Piping
  • Ground loss
  • Adjacent property settlement
  • Earthquake loading
  • Construction stage behaviors
  • Timing of temporary support removal

Wanfeng provides components in accordance with confirmed specifications, but will not specify a safe unsupported depth of excavation or serve as a substitute for the projects temporary-works engineer.

 

Common Deep Excavation Support Systems

Support system Typical application Principal advantages Important limitations
Sloping or benching Sites with sufficient space and suitable ground Simple geometry with fewer structural components Usually impractical in restricted urban sites
Soil nail wall Ground capable of staged temporary exposure Top-down construction and adaptable facing Requires face stability and external installation space
Ground-anchored wall Deep excavation with suitable external bond zone Keeps the excavation interior relatively open Requires easements and specialist testing
Internally braced wall Restricted boundaries or anchor conflicts Does not require anchors outside the site Struts and walers restrict excavation operations
Cantilever wall Moderate excavation with sufficient wall stiffness No internal or external supports Wall deflection and embedment often govern
Top-down construction Urban excavation integrated with permanent floors Permanent slabs provide staged restraint Complex structural sequencing and connections
Rock-bolted excavation Competent or fractured rock Targets discontinuities and unstable blocks Does not automatically support overlying soil
Underpinned excavation Excavation beside sensitive foundations Protects or transfers adjacent structural loads Requires close structural and geotechnical coordination

System suitability must be determined from site-specific design.

 

Recommended Products

1.Threaded Soil Nail Bars

Used as steel reinforcement for soil nail walls and may be appropriate for staged excavation support.

Main Fields

  • Diameter
  • Length
  • Steel grade
  • Yield strength and ultimate strength

Other Fields

  • Thread profile and pitch
  • Section length
  • Coupler compatibility
  • Corrosion protection

2.Threaded Ground-Anchor Bars

May be used as high strength threaded bars that comprise the tendon of a prestressed ground anchor system.

Main Fields

  • Diameter
  • Length
  • Yield load and ultimate load
  • Steel grade

Other Fields

  • Free length
  • Bond length
  • Coupler configuration
  • Corrosion protection

Application Notes

A ground anchor may also require grout, sheathing and encapsulation material, anchor head, bearing plate, trumpet, lock-off components and field load testing before considered complete.

3. Coupled Reinforcement Bars

Sectional threaded bars connected with compatible couplers. Used where overall length prohibits shipping or where site access does not allow installation as a single piece.

Main Fields

  • Diameter
  • Section Length
  • Coupler dimensions
  • Connection strength

Other Fields

  • Thread engagement
  • Coupler outside diameter
  • Steel grade
  • Coating

4. Rock Bolts and Dowels

Steel reinforcement bars used to support rock sections exposed during deep excavations.

Main Fields

  • Diameter
  • Length
  • Steel grade
  • Yield load and ultimate load

Other Fields

  • Tensioned or Untensioned function
  • Method of Anchorage
  • Thread configuration
  • Surface treatment

Application Notes

Rock-bolt orientation and length should consider geological mapping carried out across site and any discontinuities identified or potential failure surface.

5. Bearing and Anchor Plates

Steel plates utilized to transfer load from bars, nail heads, anchor heads to approved structural connections.

Main Fields

  • Dimensions
  • Thickness
  • Hole diameter
  • Steel grade

Other Fields

  • Plate profile
  • Bearing strength
  • Welding requirements
  • Surface treatment

Application Notes

Soil nail plates, rock-bolt plates and ground-anchor bearing plates will have different load capabilities and stiffness requirements. Assess each plate on its individual merit rather than assuming all plates can substitute for each other.

6. Nuts and Washers

Compatible threaded components used on nail heads, anchor bars and other approved connections.

Main Fields

  • Thread type and size
  • Dimensions
  • Steel grade
  • Proof load or ultimate load

Other Fields

  • Washer type
  • Bearing surface
  • Locking type
  • Coating

7. Centralizers and Spacers

Parts used to centralize bars within drilled holes and provide minimum required grout cover.

Main Fields

  • Bar diameter compatibility
  • Hole diameter compatibility
  • Dimensions
  • Material

Other Fields

  • Spacing requirements
  • Attachment details
  • Min. clearance for grout flow
  • Corrosion requirement

8. Welded Wire Mesh

Steel mesh that may be used to reinforce the initial shotcrete facing or retain small loose material.

  • Main Fields
  • Wire diameter
  • Aperture size
  • Mesh size
  • Weld strength

Other Fields

  • Mesh overlap
  • Edge-wire detail
  • Fastening requirements
  • Surface treatment

Application Notes

Mesh sizing does not quantify the capacity of the complete shotcrete facing. Shotcrete thickness, strength of concrete, reinforcement details, nail-head connections and construction joints all need engineering input.

9. Strut, Waler and Connection Components

Fabricated components used for internal bracing or connections to walls may include:

  • Strut bearing plates
  • Connection brackets
  • Waller Plates
  • Stiffener plates
  • Anchor Chairs
  • Bearing assemblies
  • Tie rods

Main Fields

  • Dimensions
  • Section
  • Steel grade
  • Design load

Availability note

Do not list fabricated bracing components until manufacturing, welding procedures, nondestructive testing and dimensional control capabilities are confirmed.

10. Hollow or Self-Drilling Bars

Bars with a hollow center that can be threaded may be used when conventional boreholes cannot be maintained.

  • Main Fields
  • Outside diameter
  • Inside diameter
  • Section
  • Yield strength and ultimate strength

Other Fields

  • Coupler strength
  • Drill-bit compatibility
  • Passage for grout
  • Corrosion protection

Availability

Do not list self-drilling bars until the bars, couplers, drill bits and technical data sheets are confirmed compatible.

 

Deep Excavation Selection Matrix

Typical site condition Typical support requirement Systems or products that may be relevant
Stiff soil with temporary face stability Top-down ground reinforcement Soil nails, drainage and reinforced facing
Deep urban excavation Stiff wall and staged lateral support Pile or diaphragm wall with anchors, struts or slabs
Restricted property boundary Support contained within the site Internal struts, rakers or top-down slabs
Suitable external anchor zone Open working area inside excavation Ground-anchored retaining wall
Sensitive neighboring structure Low deformation and continuous monitoring Stiff wall, closely staged support and possible underpinning
Loose granular soil Ground-loss and borehole control Pile wall, casing, ground improvement or specialist installation
Soft clay Wall movement and basal-heave control Embedded wall, bracing and possible base improvement
Water-bearing sand Seepage, piping and ground-loss control Cutoff wall, dewatering, recharge or ground improvement
Mixed soil and rock Support adapted to changing strata Hybrid wall, nail, anchor and rock-bolt system
Competent rock with localized blocks Discontinuity reinforcement Rock bolts or dowels with surface retention
Weak ground below excavation base Base stability and uplift control Ground improvement, deep wall embedment or other engineered measures
High surcharge near the excavation Increased wall and support loads Project-specific wall, anchor or bracing design
Temporary excavation Construction-stage support Components suitable for actual duration and exposure
Permanent basement wall Long-term structural integration Permanent wall and verified corrosion protection
Seismic condition Temporary and permanent seismic response Project-specific geotechnical and structural analysis

No option is universally preferable. Selection depends on ground, geometry, property access, movement tolerance and construction sequence.

 

System Scope Boundaries

Components Wanfeng May Supply

Dependent on confirmed production capacity:

  • Soil nail bars
  • Ground-anchor bars
  • Rock bolts/dowels
  • Couplers
  • Bearing plates
  • Nuts/washers
  • Centralizers
  • Welded wire mesh
  • Steel straps
  • Tie rods
  • Connection components (based on drawings)

Systems That May Be Needed

Do not list as supplied by Wanfeng until capable:

  • Soldier piles
  • Sheet piles
  • Secant or contiguous piles
  • Diaphragm walls
  • Internal hydraulic shoring
  • Structural struts/walers
  • Shotcrete
  • Dewatering wells
  • Cutoff walls
  • Recharge wells
  • Deep soil mixing
  • Jet grouting
  • Underpinning
  • Monitoring devices
  • Access/fall protection

 

Typical Interfaces for Construction Activities

Soil Nail Wall

A Typical sequence may include:

  1. Excavate the approved lift.
  2. Inspect exposed ground.
  3. Drill soil nail holes.
  4. Install bars / centralizers.
  5. Place grout.
  6. Install drainage strips.
  7. Apply first layer of reinforced initial facing.
  8. Install plates and nail-head connectors.
  9. Perform required tests.
  10. Repeat to final excavation level.

Ground-Anchored Wall

A Typical sequence may include:

  1. Construct retaining wall.
  2. Excavate to approved anchor elevation.
  3. Drill and install anchor tendons.
  4. Grout bond zone.
  5. Perform required load tests.
  6. Stress and lock off approved anchors.
  7. Continue excavation to next support level.
  8. Continue monitoring wall / ground response.

Internally Braced Excavation

A Typical sequence may include:

  1. Construct perimeter retaining wall.
  2. Excavate to first level of bracing.
  3. Install walers / struts.
  4. Apply preload if specified.
  5. Continue excavation in approved lifts.
  6. Install next level of supports.
  7. Construct permanent basement structure.
  8. Remove temporary bracing under approved transfer sequence.

The above sequences are examples only. Excavation lifts, length of unsupported periods, support levels, test loads, and removal sequences must be in accordance with approved project documentation.

 

Groundwater / Ground-Loss Control

Groundwater can control whether a deep excavation can be constructed.

Elements to be considered in the project water-control plan may include:

  • Runoff
  • Perched water
  • Aquifers (water-bearing sand/gravel)
  • Seepage through retaining walls
  • Flow under the wall toe
  • Hydraulic gradients
  • Piping
  • Basal Heave
  • Loss of fines
  • Drawdown outside the excavation
  • Settlement due to dewatering
  • Recharge requirements
  • Treatment/discharge permitting
  • Emergency pumping requirements

Options may include:

  • Cutoff walls
  • Dewatering wells
  • Wellpoints
  • Sumps
  • Relief wells
  • Recharge wells
  • Grouting
  • Base plugs
  • Drainage blanket
  • Surface-water diversion

Ground-water systems must be engineered separately and should not be assumed to be included with the purchase of steel.

 

Adjacent Structures and Utilities

Factors to consider when supporting deep excavations include:

  • Depth to existing foundations
  • Condition of neighbouring buildings
  • Roads / pavements
  • Railways
  • Buried pipelines / cables
  • Tunnels
  • Retaining walls
  • Utility vaults
  • Construction traffic
  • Construction cranes
  • Material stock piles
  • Live traffic surcharge
  • Vibration sensitive plant

Controls that may be considered:

  • Structural condition surveys
  • Utility location surveys
  • Underpinning works
  • Install stiffer retaining walls
  • Limit excavation stages
  • Install support early
  • Controlled drilling of anchors (Avoid Drillhole caverns)
  • Managed dewatering recharge
  • Monitoring movements / vibrations
  • Set traffic light thresholds for triggers-actions

Wanfeng Engineering Group will not set movement thresholds or monitoring trigger levels as acceptable or not acceptable.

 

Custom Manufacturing

Wanfeng will evaluate approved product schedules and connection drawings for manufacturability.

Items to consider for customization are:

  • Bar/bolt diameter
  • Overall length and lengths between connections
  • Thread type, pitch and direction
  • Length of thread
  • Steel type
  • Yield and tensile strengths
  • Coupler size
  • Bearing-plate size and thickness
  • Diameter of holes drilled in plates
  • Configuration of nuts and washers
  • Dimensions of centralizers
  • Mesh wire diameter and opening sizes
  • Dimensions of steel straps
  • Configuration of tie-rods
  • Dimensions of walers or connection plates
  • Hot dip galvanizing
  • Epoxy coating or project specified coating
  • Marking of product
  • Heat numbers and batch numbers
  • Packaging for transport at excavation stage
  • Inspection and test reports.

Verify all dimensions, tolerances, loads, material and coatings with approved drawings or technical specifications prior to manufacturing.

 

Manufacturing and Quality Control

Raw Material Inspection

  • Material certificate review
  • Steel grade verification
  • Heat-number identification
  • Chemical composition verification where specified
  • Incoming dimensional inspection
  • Surface-defect inspection

Bar, Bolt and Thread Inspection

  • Diameter
  • Overall and sectional length
  • Straightness
  • Thread profile
  • Thread pitch
  • Threaded length
  • Thread-gauge inspection
  • Nut and coupler fit

Mechanical and Connection Testing

Where applicable and contractually specified:

  • Yield-strength testing
  • Ultimate tensile-strength testing
  • Elongation testing
  • Full bar or bolt tensile testing
  • Coupler tensile testing
  • Nut proof-load testing
  • Bearing-plate load testing
  • Tie-rod connection testing
  • Mesh weld shear testing
  • Fabricated connection testing
  • Weld inspection and nondestructive testing

Dimensional Inspection

  • Plate dimensions
  • Plate thickness
  • Hole diameter
  • Coupler dimensions
  • Nut and washer dimensions
  • Centralizer dimensions
  • Mesh aperture and panel size
  • Fabricated connection dimensions

Surface Treatment Control

  • Surface preparation inspection
  • Coating thickness measurement
  • Coating continuity
  • Thread fit after coating
  • Permitted coating repairs
  • Packaging protection

Identification and Final Inspection

  • Heat or batch identification
  • Product marking
  • Inspection records
  • Quantity verification
  • Drawing and purchase-order review
  • Packaging inspection
  • Shipping-document verification

 

Factory Testing and Field Verification

Test or inspection Typical location Purpose
Bar tensile test Factory or laboratory Verify material properties
Coupler tensile test Factory or laboratory Verify connection capacity
Nut proof-load test Factory or laboratory Verify threaded connection performance
Plate inspection Factory Verify material and dimensions
Mesh weld test Factory or laboratory Verify specified weld strength
Coating inspection Factory Verify corrosion-protection requirements
Soil nail verification test Project site Assess installation method and ground bond
Soil nail proof test Project site Check production-nail performance
Ground-anchor verification test Project site Assess bond-zone resistance
Ground-anchor performance test Project site Assess installed load–movement behavior
Ground-anchor proof test Project site Verify production-anchor performance
Strut preload verification Project site Confirm initial bracing condition
Wall and settlement monitoring Project site Assess excavation response

Factory steel strength does not verify installed ground resistance or overall excavation stability.

 

Monitoring and Trigger-Action Planning

Monitoring could involve:

  • Wall inclinometers
  • Survey prongs or targets
  • Ground settlement pegs
  • Building settlement plugs
  • Crack monitoring gauges
  • Piezometers
  • Ground-anchor load cells
  • Strut load cells
  • Vibration monitors
  • Utility monitoring points
  • Movement logs
  • Warning signs

Warning signs could include:

  • Unanticipated wall movements
  • Increasing rates of ground settlement
  • Cracks developing behind the wall
  • Cracks in structures or pavements
  • Water flowing with sediment
  • Boiling/heave at bottom of excavation
  • Sudden increase of seepage flows
  • Loss of ground around wall joints
  • Loss of anchor loads or large creep strains
  • Loose nuts or distorted plates
  • Deflected struts
  • Distorted walers
  • Broken welds or connections
  • Local face failures
  • Movement after prolonged rainfall

Engineers of record should establish monitoring frequency and warning levels/steps prior to excavation.

 

FAQ

1. What is meant by deep excavation support?
Deep excavation support is a structural system designed to retain earth or rock mass, control groundwater and minimize movement whilst excavation takes place. This could consist of retaining walls, anchors, soil nails, struts, drainage systems, ground improvement techniques and instrumentation for monitoring.

2. What types of systems are used to support deep excavations?
Typical systems include soil nail walls, ground anchored walls, internally braced pile walls, diaphragm walls, sheet piles, top- down construction and rock- bolted excavations. The best choice of system will depend on many site specific factors.

3. What is the difference between soil nails and ground anchors?
Soil nails are typically passive and are often fully grouted into place. Ground anchors are usually prestressed and have distinct free and bond lengths prior to being locked off against the supporting wall.

4. Why would internal struts be used instead of ground anchors?
Internal struts could be chosen if anchors were unable to extend beyond the site boundary, if utilities restricted the anchor zone or if external ground is not capable of developing enough bond resistance.

5. Can rock bolts be used to support a soil and rock excavation?
Rock bolts can be used to reinforce the rock cut, however the soil above may still require a retaining wall, soil nails, facing or other type of support system. Designs for soil and rock often incorporate elements of both and are referred to as hybrid designs.

6. Why is groundwater control necessary?
Groundwater pressure can result in piping, uplift pressures, ground loss and base instability. Lowering groundwater levels can also result in settlement beyond the excavation, therefore careful design of groundwater control and monitoring is required.

7. Does Wanfeng provide complete excavation- shoring systems?
Confirmed steel bars, bolts, plates, couplers, nuts, mesh and drawing based connection components can be evaluated by Wanfeng. However, complete walls, bracing systems, dewatering and monitoring may require additional suppliers.

8. Does Wanfeng manufacture based on project drawings?
Yes. Provided component drawings are approved by your engineer, Wanfeng can confirm materials, sizes/dimensions, threads, loads, coating requirements, testing and production capability. Overall design decisions are not within our scope.

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